Broker Package Submission Checklist

Please complete and sign your Broker Application and Agreement. For each item that applies to your business, please provide the documentation or information requested. A complete application and supporting documentation will assure a faster experience. If you have any questions, please contact your Account Executive.

Broker Application signed by all Principals, Partners and Broker of Record.
Neptune Wholesale Purchase Agreement
Wholesale Compensation Agreement
FHA Addendum (only if brokering FHA loans)
Completed Corporate Resolution or LLC Resolution authorizing the applicant to become a Neptune Wholesale Broker and identifying those officers, or other individuals, authorized to act on the applicant’s behalf.
Affiliated Business Disclosure
Anti-Money Laundering Policy Certification
Rate Sheet Request and Marketing Consent Form
W-9 – Request for Taxpayer Identification Number and Certifications

Download all required documents here: Neptune Wholesale Broker Package

Note: Neptune Wholesale is unable to lock or fund your loans until your broker application is approved.

The completed broker package and all of its attachments should be emailed to: wkelley@neptunewholesale.com as to provide you with an excellent client experience.