Correspondent Package Submission Checklist
Please complete and sign your Correspondent Application and Agreement. For each item that applies to your business, please provide the documentation or information requested. A complete application and supporting documentation will assure a faster experience. If you have any questions, please contact your Account Executive.
  • Correspondent Application signed by all Principals, Partners and Broker of Record

  • Neptune Wholesale Purchase Agreement

  • Warehouse Line Disclosure

  • Affiliated Business Disclosure

  • Anti-Money Laundering Policy Certification

  • Rate Sheet Request and Marketing Consent Form

  • Completed Corporate Resolution or LLC Resolution authorizing the applicant to become a Neptune Wholesale Broker and identifying those officers, or other individuals, authorized to act on the applicant’s behalf.

  • W-9 – Request for Taxpayer Identification Number and Certifications

  • Wholesale Compensation Agreement (only if brokering FHA loans)

  • FHA Addendum (only if brokering FHA loans)

  • Audited Financial Statement or Business Tax Return from the prior fiscal year (include financials and/or tax returns for parent company also, if applicable)

  • Copy of internal Quality Control Plan

Download all required documents here: Neptune Wholesale Correspondent Package

Note: Neptune Wholesale is unable to lock or fund your loans until your broker application is approved.

The completed correspondent package and all of it’s attachments should be emailed to: as to provide you with an excellent client experience.